Equity indexed annuities finra warning
GUIDANCE Equity-Indexed Annuities SUGGESTED ROUTING KEY TOPICS Legal & Compliance Operations Registered Representatives Senior Management Equity-indexed annuities — EIAs — have characteristics of both fixed and variable annuities, according to a 2006 Finra “investor alert.” Their return varies more Equity-indexed annuity products are sold by insurance agents, frequently by Authority (FINRA) Investor Alert, Equity-Indexed Annuities: A Complex Choice 8 Nov 2011 FINRA's alert, which is a must-read for anyone considering these EIAs (equity- indexed annuities) are anything but easy to understand. 20 Dec 2011 Equity indexed annuities offer retirees a compelling combination of FINRA issued an Investor Alert on EIAs in September 2010, which Investor Alert - Equity-Indexed Annuities - A Complex Choice ( FINRA). Variable (NAIC); Investor Alert - Should You Exchange Your Life Insurance Policy?
FINRA’s investor protection alert, Equity-Indexed Annuities—A Complex Choice, points out that among other problems depending on the specific market conditions an investor may earn far less
Beware the Equity Indexed Annuity . FINRA issued an investor alert, warning to be wary of equity indexed annuities. Although FINRA issues many investor alerts, this is only the sixth one it has issued in the area of insurance and annuities since 2002. That shows how seriously it views this There is also a hybrid called an indexed annuity, also referred to as an equity-indexed annuity or a fixed-index annuity. Variable annuities are securities and under FINRA's jurisdiction. Annuities are often products investors consider when they plan for retirement—so it pays to understand them. If you haven’t heard about indexed annuities, also called fixed index annuities or equity indexed annuities, there’s a good chance you will soon. FINRA's alert, which is a must-read for FINRA is aware of a recent scheme that involved an unregistered individual impersonating a registered investment professional to lure in potential investors. This scammer created a fake version of a public FINRA BrokerCheck® report of a legitimate broker—picking an experienced broker with a spotless regulatory record. A New Warning on ‘Indexed’ Annuities leslie.scism@wsj.com; June 7, 2015 Much of the senator’s focus is on the indexed annuity, widely known within the industry for the perks FINRA’s investor protection alert, Equity-Indexed Annuities—A Complex Choice, points out that among other problems depending on the specific market conditions an investor may earn far less
Why an Alert on Equity-Indexed Annuities? Sales of equity-indexed annuities ( EIAs) have grown considerably in recent years. Although one insurance company
1 FINRA.org, “Equity Indexed Annuities: A Complex Choice,” Investor Alert, FINRA, 2 Gregory Kuhlemeyer, “The Equity Indexed Annuity: An Examination of 25 Feb 2019 Advisers consider the pros and cons of complicated equity-indexed or fixed-index an "Investor Alert" released by Financial Industry Regulatory Authority or FINRA, the guaranteed interest rate of an equity indexed annuity is 11 Sep 2014 Fixed indexed annuities were formerly called equity indexed Financial regulator FINRA issued an investor alert on the product, warning that as fixed or equity-indexed annuities. The alert results from calls made to FINRA's helpline for senior investors. 5/17/2012 FDIC Warning on Market-Linked CDs Overview; Variable Annuities Stock Research · Morningstar Equity Research That company promises to pay ETN holders the return on some index over a we encourage you to first check out an alert issued in July 2012 by The Financial Regulatory Authority (FINRA) to help inform investors of the features and risks
North Carolina Secretary of State Securities Information About Annuities. Included is Information about equity-indexed annuities, a favorite product pitched at so-called “free FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) : FINRA is the largest Read their Investor Alert concerning variable rate annuities.
8 Nov 2011 FINRA's alert, which is a must-read for anyone considering these EIAs (equity- indexed annuities) are anything but easy to understand. 20 Dec 2011 Equity indexed annuities offer retirees a compelling combination of FINRA issued an Investor Alert on EIAs in September 2010, which Investor Alert - Equity-Indexed Annuities - A Complex Choice ( FINRA). Variable (NAIC); Investor Alert - Should You Exchange Your Life Insurance Policy? North Carolina Secretary of State Securities Information About Annuities. Included is Information about equity-indexed annuities, a favorite product pitched at so-called “free FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) : FINRA is the largest Read their Investor Alert concerning variable rate annuities. Contact us today for equity indexed annuities. (AIS), member FINRA and SIPC, d/b/a Associated Investment Services Group in Minnesota. • AIS is an affiliate of
Contact us today for equity indexed annuities. (AIS), member FINRA and SIPC, d/b/a Associated Investment Services Group in Minnesota. • AIS is an affiliate of
Why an Alert on Equity-Indexed Annuities? Sales of equity-indexed annuities ( EIAs) have grown considerably in recent years. Although one insurance company 13 Sep 2010 Why an Alert on Equity-Indexed Annuities? Sales of equity-indexed annuities ( EIAs)—also known as "fixed-indexed insurance products" and Indexed annuities—also known as "equity-indexed annuities" or "fixed-indexed However, FINRA has warned that indexed annuities can be quite complex. FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. 11 May 2016 For more information, you can also check out the Financial Industry Regulatory Authority's Investor Alert titled Equity-Indexed Annuities: A
A New Warning on ‘Indexed’ Annuities leslie.scism@wsj.com; June 7, 2015 Much of the senator’s focus is on the indexed annuity, widely known within the industry for the perks FINRA’s investor protection alert, Equity-Indexed Annuities—A Complex Choice, points out that among other problems depending on the specific market conditions an investor may earn far less